YPFS Resource Library

Documents Relating to Financial Crises

Our Resource Library includes primary sources such as documents implementing government actions, internal company documents, press releases, and testimony of government officials. Secondary resources include government reports, academic papers, media stories, and interviews with key persons involved in the crises interventions. At this time, our Resource Library consists primarily of materials relating to the Global Financial Crisis (2007-), but we are expanding to include materials regarding other crises.

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Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) AND 38(a) of the Investment Company Act of 1940 and Rule 17d-1 Thereunder Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder

United States: Securities and Exchange Commission (SEC)Vanessa A. Countryman
March 23, 2020
Download “Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) AND 38(a) of the Investment Company Act of 1940 and Rule 17d-1 Thereunder Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder”

Cboe Options Exchange Temporarily Shifts to Fully Electronic Trading – SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate Continued Operations in Light of Temporary Suspension of Cboe Physical Trading Floor

United States: Securities and Exchange Commission (SEC)
March 14, 2020
Download “Cboe Options Exchange Temporarily Shifts to Fully Electronic Trading – SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate Continued Operations in Light of Temporary Suspension of Cboe Physical Trading Floor”
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