SEC Memo Re Risk Management Reviews of Consolidated Supervised Entities Lori H. BettingerMichelle A. DanisJames GilesMichael J. HsuKevin D. SilvaSteven M. SpurryP.C. VenkateshHeather Wong April 26, 2007 Download “SEC Memo Re Risk Management Reviews of Consolidated Supervised Entities” Memorandum-General United States
SEC Email from Robert E Seabolt to James Giles and Steven Spurry Re bs risk identification points Robert E. SeaboltJames Giles October 01, 2007 Download “ SEC Email from Robert E Seabolt to James Giles and Steven Spurry Re bs risk identification points” Email United States
SEC Risk Management Review of Consolidated Supervised Entities (April 26, 2007) United States: Securities and Exchange Commission: Office of Prudential Supervision and Risk Analysis (OPSRA)Lori H. BettingerMichelle A. DanisJames GilesMichael J. HsuKevin D. SilvaSteven M. SpurryP.C. VenkateshHeather Wong April 26, 2007 Download “SEC Risk Management Review of Consolidated Supervised Entities (April 26, 2007)” Memorandum-General United States
