Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)Federal Reserve System: Board of GovernorsUnited States: Federal Deposit Insurance Corporation (FDIC)United States: Commodity Futures Trading Commission (CFTC)United States: Securities and Exchange Commission (SEC) June 25, 2010 Download “Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds” Statute Market Liquidity Program United States
Summary of Investigation by the CFTC's Division of Enforcement FY1998 United States: Commodity Futures Trading Commission (CFTC) 1998 Download “Summary of Investigation by the CFTC's Division of Enforcement FY1998” Summary United States
COMMODITY FUTURES TRADING COMMISSION VOL. 58, No. 13 United States: Commodity Futures Trading Commission (CFTC) January 22, 1993 Download “COMMODITY FUTURES TRADING COMMISSION VOL. 58, No. 13” Regulation United States
Statement by the CFTC and the European Commission on Progress Relating to the Implementation of the 2013 Path Forward Statement United States: Commodity Futures Trading Commission (CFTC) February 12, 2014 Download “Statement by the CFTC and the European Commission on Progress Relating to the Implementation of the 2013 Path Forward Statement” Statement United States
Commodity Futures Trading Commission Settlement Agreement United States: Commodity Futures Trading Commission (CFTC) October 16, 2013 Download “Commodity Futures Trading Commission Settlement Agreement” Other United States
CFTC Issues Concept Release Concerning Over-The-Counter Derivatives Market United States: Commodity Futures Trading Commission (CFTC) May 07, 1998 Download “CFTC Issues Concept Release Concerning Over-The-Counter Derivatives Market” Press Release United States
CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating Prohibition on Manipulative Conduct In Connection with “London Whale” Swaps Trades United States: Commodity Futures Trading Commission (CFTC) October 16, 2013 Download “CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating Prohibition on Manipulative Conduct In Connection with “London Whale” Swaps Trades” Press Release United States
